To deeply implement the decisions and arrangements of the China Securities Regulatory Commission, adhere to the regulation concept of the “four awes (stand in awe of the market, rule of law, professionalism and risks) and one joint force (the efforts made by all sides to jointly facilitate the development of the capital market)”, earnestly fulfill the front-line regulation responsibility, intensify market regulation efforts, and maintain the good market trading order, Dalian Commodity Exchange (DCE) has continued to crack down on all kinds of violations.
In the 1st quarter of 2020, DCE cracks down on 124 cases of abnormal transactions, including 62 cases of self-transactions exceeding frequency limit and 62 cases of frequently submitting and canceling orders; it investigates and handles 18 violation clues, including 5 cases of transferring funds through matched orders, 4 cases of affecting prices of contracts through self-transactions or agreed trades, and 9 cases of violating position limit; it adds 252 accounts of 107 groups into the key monitoring list; and it issues 86 “Market Supervision Inquiry Letters”, identifies and urges 406 accounts of 168 groups to apply for actual control relationship.
DCE has always practiced the mission of “serving the real economy and market participants”, strictly cracked down on violations, and diversified the regulation mechanisms and methods, in a bid to protect legitimate rights and interests of futures market participants.
Disclaimer: This English translation may be used for reference only. In cases there is any discrepancy between the English version and the original Chinese version, the original Chinese version shall prevail. Dalian Commodity Exchange may change or update this English translation without any prior notice and shall accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or change with regard to this English translation.
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